As a shareholder, you may receive one or more of the following tax forms:
Form 1099-R: available online/mailed by January 31, 2020
Reports withdrawals from retirement accounts. This form also reports recharacterizations, rollovers, conversions or excess contribution removals.
Form 1099-Q: available online/mailed by January 31, 2020
Reports withdrawals from education savings accounts (e.g. Coverdell accounts).
Form 1099-DIV: available online/mailed by February 18, 2020
Reports taxable ordinary income, qualified dividends and capital gains distributed to non-retirement accounts. You will not receive this form if you only have a retirement account (e.g. IRA) or your distributions per fund are less than $10.
Form 1099-B: available online/mailed by February 18, 2020
Reports redemptions or exchanges from non-retirement accounts.
Form 5498-ESA: available online/mailed by April 30, 2020
Reports contributions made to education savings accounts through the April 15, 2020 tax deadline.
Form 5498: available online/mailed by May 31, 2020
Reports contributions made to retirement accounts through the April 15, 2020 tax deadline.
To view your 2019 Ariel Investments tax forms when they are available:
- Log into your account.
- Once you have accessed your account, select Statements & History and then Statements & Tax Forms from the drop down menu.
- Select the Tax Forms tab.
- Select the tax form you wish to view.
Sign up for eDelivery to be notified:
To recieve an email notification as soon as these forms — as well as your fund reports and shareholder statements — are available online, sign up for eDelivery.
- Log into your account.
- Choose Account Profile from the top menu
- Under Delivery Preferences, choose eDelivery and Email Address
- In the Choose Delivery Methods section, choose Email for your Annual Tax Forms 1099 and 5498
- Check the box to agree to the Terms and Conditions of eDelivery
- Submit your changes
If you have any questions or concerns, please contact one of our Shareholder Services Representatives at 800-292-7435.
800-292-7435, Option 1
800-292-7435, Option 2