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Your Tax Forms are Ready

To view your 2021 Ariel Investments tax forms:


  1. Log into your account.
  2. Once you have accessed your account, select Statements & History and then Statements & Tax Forms from the drop down menu.
  3. Select the Tax Forms tab.
  4. Select the tax form you wish to view.

As a shareholder, you may receive one or more of the following tax forms:

Form 1099-Ravailable online/mailed by January 31, 2022

Reports withdrawals from retirement accounts. This form also reports recharacterizations, rollovers, conversions or excess contribution removals.

Form 1099-Qavailable online/mailed by January 31, 2022
Reports withdrawals from education savings accounts (e.g. Coverdell accounts).

Form 1099-DIVavailable online/mailed by February 15, 2022
Reports taxable ordinary income, qualified dividends and capital gains distributed to non-retirement accountsYou will not receive this form if you only have a retirement account (e.g. IRA) or your distributions per fund are less than $10.

Form 1099-Bavailable online/mailed by February 15, 2022
Reports redemptions or exchanges from non-retirement accounts.

Form 5498-ESAavailable online/mailed by April 30, 2022
Reports contributions made to education savings accounts through the April 15, 2022 tax deadline.

Form 5498available online/mailed by May 31, 2022
Reports contributions made to retirement accounts through the April 15, 2022 tax deadline.

 


If you need assistance with any of these steps or if you have any questions or concerns, please contact one of our Shareholder Services Representatives at 800-292-7435 (option 1) between 8:00am – 7:00pm, Central Time.

As always, thank you for using Ariel Investments eDelivery.