2014 Tax Forms

Mark your calendar:

Ariel Investments will begin mailing your 2014 tax forms at the end of January.

  • Form 1099-DIV and Form 1099-B will be mailed by February 17, 2015. You will not receive Form 1099-DIV if you only have a retirement account (e.g. IRA) or your distributions per fund are less than $10.
  • Form 1099-Q and Form 1099-R will be mailed by February 2, 2015.
  • All 5498 tax forms will be mailed by June 1, 2015.

Sign up for eDelivery to be notified:

To recieve an email notification as soon as these forms — as well as your fund reports and shareholder statements — are available online, sign up for eDelivery.

  1. Log into your account.

  2. From My Portfolio Page choose View/Edit eDelivery Settings from the drop-down menu

  3. Click Go

To view your 2014 Ariel Investments tax forms when they are available:

  1. Log into your account.

  2. Once you have accessed your account, select View Tax Forms from the drop down menu, and click Go.

  3. Select the tax form you wish to view.

If you have any questions or concerns, please contact one of our Shareholder Services Representatives at 800-292-7435.


As a shareholder, you may receive one or more of the following tax forms
Reports taxable ordinary income, qualified dividends and capital gains distributed to non-retirement accounts. You will not receive this form if you only have a retirement account (e.g. IRA) or your distributions per fund are less than $10.
Reports redemptions or exchanges from non-retirement accounts.
Reports withdrawals from education savings accounts (e.g. Coverdell accounts).
Reports withdrawals from retirement accounts. This form also reports recharacterizations, rollovers, conversions or excess contribution removals.
Reports contributions made to retirement (5498) and education savings accounts (5498-ESA) through the April 15, 2015 tax deadline.

Past performance does not guarantee future results. © Ariel Investments, LLC. The mutual funds offered by Ariel Investment Trust are distributed by Ariel Distributors, LLC. Use of this website is subject to our Terms & Conditions of use. Each of the investment products, mutual funds or services referred to in this site may be offered only to persons in the United States. This web site should not be considered a solicitation or offering of any investment products, funds or services to investors outside the United States. Original illustrations © Omar Rayyan 2007.